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We use the following process to allow Rise Financial to deliver financial planning services to you:
(Please note: to download the files listed below, right click and select 'Save file to disk' or equivalent. These files may take a minute to download when using a Dial-Up internet connection)
- Contact Rise Financial to arrange an Initial
Appointment time.
- Rise Financial will email, post or fax to you the following documents:
a. Financial Services Guide (Download
PDF *)
b. Financial Overview Form (Download
Word.doc  *)
(Download
PDF *)
- Keep the Financial Services Guide for your records, as it explains
who is providing you with financial advice. This is a document we must
provide to you by law.
- Return the completed Financial Overview Form by email, post or fax,
at least 24 hours before your Initial Appointment. This is to allow
us to do some preparation for your appointment to maximise our time
together.
- At the start of our meeting, after broadly understanding your current
financial position and objectives, we will explain to you the various
services which we can provide you and their cost. You will then be able
to determine which service will be of most benefit to you. You will
then be required to complete an Initial Service Agreement. This agreement
will specify on what basis we are proceeding and the costs of proceeding.
You will then be required to sign this completed form as a commitment
to paying the agreed fee for the initial service.
a. Initial Service Agreement (Download
PDF*)
b. Fee For Service Table (Download
PDF*)
- Where written advice is required, it will be provided to you at a
future plan presentation meeting, which is usually around 2 weeks after
the signing of the Initial Service Agreement.
- After the plan presentation meeting should you require ongoing service,
then an Ongoing Service Agreement will be completed at the appropriate
time, specifying the ongoing service to be provided and the cost of
providing that service.
a. Ongoing Service Agreement (Download
PDF*)
- Payment by cash (including EFT), cheque, money order, Funds Transfer
or credit card (Visa and Mastercard) will be required within 7 days
of the advice appointment.
* These files may take a minute to download when using a Dial-Up internet connection
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